Impact of inter-channel interference on shallow underwater acoustic ofdm systems

This paper investigates the impacts of InterChannel Interference (ICI) effects on a shallow underwater acoustic (UWA) orthogonal frequency-Division multiplexing (OFDM) communication system. Considering both the turbulence of the water surface and the roughness of the bottom, a stochastic geometry-based channel model utilized for a wideband transmission scenario has been exploited to derive a simulation model. Since the system bandwidth and the subcarrier spacing is very limited in the range of a few kHz, the channel capacity of a UWA system is severely suffered by the ICI effect. For further investigation, we construct the signal-tonoise-plus-interference ratio (SINR) based on the simulation model, then evaluate the channel capacity. Numerical results show that the various factors of a UWA-OFDM system as subcarriers, bandwidth, and OFDM symbols affect the channel capacity under the different Doppler frequencies. Those observations give hints to select good parameters for UWA-OFDM systems

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Impact of inter-channel interference on shallow underwater acoustic ofdm systems
h should be considered in UWA-
 Figure 2 shows the SINR results of the UWA-OFDM OFDM system design is the number of subcarriers . For
system with the number of subcarriers = 1024. It is a given bandwidth, the subcarrier spacing is narrower with
noted that the SINR is calculated for each subcarrier and a larger . Consequently, the ICI effect on the OFDM
the results in Fig. 2 is the average of all subcarriers. We system is more severe, and then the SINR decreases. As
see the strong Doppler effect on the SINR when the signal the results show in Fig. 3, the SINR is lower in the case
bandwidth is small. With a given number of subcarriers, of larger number of subcarriers . Using these results,
the smaller signal bandwidth is, the subcarrier spacing the appropriate values of bandwidth and the number of
Δ = / is narrower that causes more serious ICI effect sub-carrier can be determined to achieve a required
and decreasing the SINR. On the contrary, when increasing SINR of the UWA-OFDM system. For even a very small
the signal bandwidth, the larger carrier spacing mitigates value of Doppler shift = 1 Hz, the maximum number
the ICI effect. If bandwidth is large enough, the ICI of subcarriers of = 1024 and the minimum bandwidth
effect can be neglected and the SINR results approach to of 10 kHz should be selected to avoid the ICI effect. For
the SNR=20 dB. = 2048, the minimum bandwidth is required to be
 greater than 20 kHz. However, on one hand, a small number
 From the SINR results in Fig. 2, it is observed that with
 of subcarriers results in mitigating the Doppler effect; on
a bandwidth greater than 10 kHz, the ICI effect for the
 the other hand, it makes the efficiency of the spectrum
Doppler frequencies of = 1 Hz and 2 Hz is negligible.
 and the system capacity decrease. The next section will
For the case of = 4 Hz, a bandwidth greater than 20 kHz
 evaluate the capacity to determine the appropriate number
is required to significantly reduce the ICI effect. Therefore,
 of subcarriers for the UWA-OFDM system.
depending on the hardware capabilities of the system, the
impact of ICI on system performance can be significantly
reduced if a wide bandwidth is chosen.
 46
 Vol. 2020, No. 01, September
 200 6.5
 N =512
 c
 6 N =1024
 150 c
 N =2048
 c
 5.5
 100
 5
 Capacity (kbps) Capacity
 Capacity (bit/s/Hz) Capacity
 N =512
 50 c 4.5
 N =1024
 c
 N =2048
 c
 4
 0 0 200 400 600 800 1000
 0 5 10 15 20 25 30
 T (ms)
 Bandwidth (kHz) S
Figure 4. System capacity (Kbps) versus bandwidth for different Figure 5. Spectral efficiency / (b/s/Hz) versus symbol length 푆 for
numbers of subcarriers ( = 1Hz). different numbers of subcarriers.
3. Capacity Results 6.4
 f =1 Hz
 6.2 d
 f = 2 Hz
 The system capacity of the UWA-OFDM system versus d
 6 f = 4 Hz
the signal bandwidth for different numbers of subcarriers d
 5.8
(with = 1Hz) is shown in Fig. 4. For the bandwidth range
of < 10 kHz, the system capacity is almost the same value 5.6
for different numbers of subcarriers of 512, 1024, and 2048. 5.4
In this case, the lowest number of subcarriers = 512 5.2
 Capacity (b/s/Hz) Capacity
should be chosen to reduce complexity of receiver. The
 5
reason can be explained by using Eq. (28). For the narrow
 4.8
bandwidth (i.e. less than 10 kHz for the considered case),
 4.6
the increase in the number of sub-carriers leads to the 100 200 300 400 500 600 700 800 900 1000
decrease in the SINR as shown in Fig. 3. However, that T (ms)
 S
makes the OFDM symbol 푆 = / larger. As a result,
the bandwidth efficiency 훽 = 푆/( 푆 + ), in which Figure 6. Spectral efficiency / (b/s/Hz) versus symbol length 푆 for
 different Doppler frequencies.
 = 휏 is fixed, will be increased. Therefore, if 
increases, the bandwidth efficiency will increases, while the
SINR decreases. From this argument along with Eq. (28),
 different numbers of subcarriers for the case of = 1 Hz.
we also observed that the capacity remains unchanged for 
 For the small symbol duration range of < 204.8ms, a
the larger numbers of subcarriers as shown in Fig. 4 with 푆
 larger results in a higher spectral efficiency / . This
the bandwidth range < 10 kHz. In other words, with the 푆
 is because a larger makes a higher bandwidth efficiency
limited bandwidth of UWA channels, it may be impossible 푆
 coefficient 훽. Consequently, the spectral efficiency / 
to increase the capacity by simply increasing the number
 will be increased as shown in Eq. (29). On the contrary, an
of sub-carriers.
 increase in 푆 will get a decrease in the spectral efficiency
 In a similar way, for the larger bandwidth of range from
 / for the larger symbol range 푆 > 204.8 ms. The reason
10 kHz to 15 kHz, one should choose = 1024 to ensure
 is that the larger 푆 (i.e. the smaller subcarrier spacing Δ )
that the system capacity is not significantly reduced, but to makes the ICI effect more serious on the UWA channel.
limit the ICI effect. For a bandwidth of more than 20 kHz,
 Hence, 푆 > 204.8 ms also results in the decrease of
 = 2048 is suitable. both SINR and the spectral efficiency / as shown in
 Besides the system capacity (Kbps), the spectrum Eq. (29). As observed in Fig. 5, the spectral efficiency all
efficiency / (b/s/Hz) is also an important factor in the achieves the maximal value / max = 6.265 (b/s/Hz) at
OFDM system design due to the limited bandwidth of 푆 = 204.8 ms. Using this result, we can determine the
UWA channels. Figure 5 shows the results of the spectrum optimal bandwidth for each different number of subcarriers
efficiency / (b/s/Hz) versus the symbol duration 푆 for .
 47
Research and Development on Information and Communication Technology
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dation for Science and Technology Development (NAFOS- of Shallow Underwater Acoustic Channels,” Archives
TED) under the project number 102.04-2018.12. of Acoustics, vol. 44, pp. 375–383, Jan. 2019.
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