Phylogenetic and phylogenomic analyses for large datasets

Abstract: The phylogenetic tree is a main tool to study the evolutionary relationships among species. Computational methods for building phylogenetic trees from gene/protein sequences have been developed for decades and come of age. Efficient approaches, including distance-Based methods, maximum likelihood methods, or classical maximum parsimony methods, are now able to analyze datasets with thousands of sequences. The advanced sequencing technologies have resulted in a huge amount of data including whole genomes. A number of methods have been proposed to analyze the wholegenome datasets, however, numerous challenges need to be addressed and solved to translate phylogenomic inferences into practices. In this paper, we will analyze widely-used methods to construct large phylogenetic trees, and available methods to build phylogenomic trees from whole-genome datasets. We will also give recommendations for best practices when performing phylogenetic and phylogenomic analyses. The paper will enable researchers to comprehend the state-ofthe-art methods and available software to efficiently study the evolutionary relationships among species from large datasets

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Phylogenetic and phylogenomic analyses for large datasets
 an efficient
iteratively adds new sequences into the current tree to build stochastic search algorithm for building large maximum
a whole tree. The key idea of quartet-based methods for likelihood trees [11]. They implemented IQ-TREE software
inserting new sequences is the condition that if ) (0, 1|2, H) that combined quick hill-climbing optimizations and a
is the best quartet tree of four sequences including a new stochastic perturbation method to search maximum likeli-
sequence H and three leaves 0, 1, 2 of the current tree, the hood trees. The IQ-TREE perturbs current local optimal
new sequence H should not be placed on the path connecting trees to escape from the current local optimal points and
two leaves 0 and 1. The quartet-based methods insert new subsequently optimizes the perturbed trees by quick hill-
sequences into the current tree such that the condition is climbing optimizations to search for the global optimal tree.
hold for most of the available quartets. The searching process is repeated several times and the best
 Quartet puzzling method is the first quartet-based method local optimal tree found will be considered as the best tree.
to build a maximum likelihood tree [29]. The method eval- Experiments showed that IQ-TREE was better than both
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Research and Development on Information and Communication Technology
 TABLE III The second challenge when analyzing the genomes is
 THE STRUCTURAL VARIANTS IN THE GENOMES. model selection. The evolutionary models including rate
 1 2 3 4 5 6 7 8 9 models and substitution models might vary among loci. One
 Human G1 G2 G3 G4 G5 G6 G7 G8 G9 model cannot properly reflex the evolutionary process of all
 Gorilla G1 G7 G6 G5 G4 G3 G7 G8 G9 loci. The phylogenomic analyses should use model selection
 Monkey - G5 G6 G7 G8 G9 G2 G3 G4 methods to assign a proper model for each locus. As esti-
 Dog - G5 G6 G7 G8 G9 G4 G3 G2 mating model parameters is not strongly affected by the tree
 structure, model selection methods normally include two
 steps: building an initial tree and estimating model param-
PhyML and RAxML methods in a majority number of cases eters based on the initial tree and the alignment. Building
tested. The IQ-TREE software is user-friendly and widely an initial tree can be done efficiently by distance-based
used by biologists for studying the evolution of species from methods such as NJ method. Provided that the initial tree is
molecular data. reasonably close to the best tree, it is good enough to esti-
 mate model parameters. Estimating model parameters for an
IV. PHYLOGENOMIC ANALYSIS alignment based on the initial tree can be solved by numeri-
 cal optimization methods such as Brent’s algorithm or more
 Analyzing whole genomes to investigate the relationships efficient Broyden–Fletcher–Goldfarb–Shanno (BFGS) al-
among species is a comprehensive and challenging prob- gorithm. Software like IQ-TREE provides us options to
lem. In phylogenetic analysis, a genome is separated into automatically determine the best model for each locus when
a list of loci each corresponds to a gene or a region of analyzing whole-genome datasets. Note that normally we
interest in the genome. Homologous loci are aligned to do not optimize parameters of amino acid models from
create multiple sequence alignments. As a result, the input each alignment because each alignment does not contain
for phylogenomic analysis is a list of multiple sequence sufficient data to estimate a large number of parameters.
alignments. Phylogenetic tree construction approaches have
 Finally, the computational expense is a critical burden
been expanded to build phylogenomic trees from a list of
 of phylogenomic inferences. A genome dataset contains
multiple sequence alignments.
 several dozens to thousands of genomes with the length
 The first challenge in analyzing whole genomes is the up to several hundred million nucleotides. To overcome
occurrence of structural variants in the genomes. Besides the problem, more efficient heuristic algorithms in terms
variants occurring inside genes, other common types of of both running time and memory requirement should be
structural changes are gene insertions/deletions, gene in- developed to handle whole-genome datasets. As genomes
versions (inverting the order of genes in the genome), are separated into loci, parallel computing is a promising
gene transpositions (moving a number of genes in the approach to perform phylogenomic inference on individual
genome from one position to another position in the alignments simultaneously. Most of the current widely-used
genome), and inverted transpositions (combining both gene phylogenetic software such as RAxML or IQ-TREE provide
inversion and gene transposition events into one event). options to conduct phylogenetic inferences in parallel.
Table III demonstrates an example of structural variants
in the genomes, e.g., there is a gene inversion between the
 V. DISCUSSIONS
human genome and gorilla genome (genes G3, G4, G5, G6
in the human genome were inverted into G6, G5, G4, G3 Phylogenetic inference is a core study in molecular biol-
in the gorilla genome). ogy. It is an active research field for several decades and the
 The structural changes resulted in genomes with different main focus of prominent researcher groups. Phylogenetic
structures. The structural difference between genomes can reconstruction for single or several genes perhaps come to
be used as phylogenetic signals for studying the evolution age. The distance-based methods are able to build large rea-
of species, i.e., the number of structural changes to explain sonable phylogenies that could be used as starting points to
the structural difference between two genomes can be search maximum parsimony or maximum likelihood trees.
considered as the genetic distance between the genomes Nowadays, maximum likelihood methods such as RAxML,
to evaluate their relationships. Overall, the genetic distance PhyML or IQ-TREE are able to efficiently construct trees
between two genomes is a combination of character changes with thousands of sequences.
inside genes and structural changes. Weighting and com- All popular phylogenetic tree reconstruction software are
bining these changes properly for estimating the overall based on heuristic search methods, therefore, the results
genetic distance between genomes enable us to build better from different software, or even from different runs of
phylogenetic trees using distance-based methods [31]. the same software, might not completely congruence. It is
 90
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